非银行金融机构设立 /ESTABLISHMENT OF NON-BANKING FINANCIAL INSTITUTIONS IN MONGOLIA/
非银行金融机构设立 “Advocate MDS and KhanLex” LLP(以下简称“MDSK”)为设立非银行金融机构提供法律咨询服务。我们为对此类服务感兴趣的个人和组织准备了此信息。 在蒙古国设立和运营的任何非银行金融机构(以下简称“NBFC”)必须遵守《公司法》、《投资法》、《非银行金融活动法》、《法人实体国家登记法》以及金融监管委员会(以下简称“FRC”或“委员会”)制定的法规或委员会的指令以及其他相关法律法规。 设立非银行金融机构应当分三个阶段进行:(一) 按照《公司法》的规定设立有限责任公司(以下简称“有限责任公司”或“公司”);(二) 获得FRC颁发的从事非银行金融活动特别许可证;(三) 根据步骤(二)向国家法人实体登记处(以下简称“SRLE”)登记有关获得特别许可证和更改公司名称的变更。 第一阶段; 根据《公司法》规定设立有限责任公司 这包括进行所有必要的活动,起草公司文件,并完成在国家登记处的注册程序。 第二阶段: 获得FRC颁发的从事非银行金融活动的特别许可证 要从FRC获得从事非银行金融活动的特殊许可证,公司必须采取几个步骤。其中包括准备必要的文件、制定和批准操作规则和规定,并确保完全符合相关法律法规的要求。 在提交特殊许可证的综合申请以及所有必需的材料后(包括成分控制2个工作日+ 30天),FRC将在10个工作日内评估该申请,然后在另外5天内就颁发许可证做出决定。 然而,如果FRC认为有必要征求州或专业组织的意见或定义,则FRC保留将这一期限延长最多5个工作日的酌处权。 服务 MDSK提供设立NBFC所必需的所有法律服务。本部分概述了与建立NBFC相关的主要活动和服务。 编制商业计划 法律审查和建议 · 准备有关授权官员、专业人员、设备和工作场所的信息 提供有关支持文件、要求和标准的指导和信息。 · 制定并获得批准关于NBFC运营的相关规定 根据NBFC运营的具体情况,MDSK将负责制定相关内部法规,并准备供其批准的决议和命令。这些法规可能包括金融业务指南(如贷款和保理)、反洗钱和打击资助恐怖主义法规,以及内部控制法规。 · 创始人批准的决定和决议 我们将为创始人或股东起草决定和决议,审查公司合同和法规,并为公司授权个人和官员的任命准备命令和决定。 如果股东是外国法人或公民,则必须满足以下要求: ü 具备财务稳定性和偿付能力。 ü 具备政策调控和保障。 ü 没有受到国家主管部门的强制或行政制裁。 ü 没有商业或道德违规记录。 ü 不存在利益冲突。 ü 在管辖国家/地区不存在海关和税收债务或付款。 ü 管辖国的贷款或担保协议不存在逾期债务。 ü 未参与洗钱、恐怖融资活动或其他犯罪活动。 外商投资的非银行金融机构将遵守《投资法》中规定的要求,如果委员会认为有必要,可以提出额外要求。 · NBFC的法定资本 提供关于授权资本来源的指导和信息。(乌兰巴托: 25 亿蒙图,鄂尔浑省巴彦翁都尔和达尔汗乌勒省达尔汗苏姆:6亿蒙图,其他省份:总计2亿蒙图) *股本来源:对于个人股东,包括个人的合法收入。对于法人实体股东,则由该财政年度的净利润和累计利润组成。 · 向委员会提交的文件清单 创建要提交的文件列表,验证其准确性,并提供有关提交过程的指导。 · 其他补充信息和文件 FRC保留在审核过程中要求提供额外材料和信息的权利。如果提出此类请求,将提供有关要准备的附加信息和文件的指导和信息。 第三阶段: 在国家法人登记处注册 公司必须获得从事非银行金融活动的特殊许可证,并向国家法人实体登记处登记名称变更。我们提供必要的法律服务来协助注册并准备所需的注册文件。 有关此信息的更多详细信息,请联系该律师事务所合伙人S. Batbuyan。 您可以通过电话+(976) 89099608或+(976) 11 330048与他联系,也可以发送电子邮件至batbuyan@mdsa.mn。 笔记: “Advocate MDS和 KhanLex”LLP是一家经正式授权的有限责任合伙企业,根据《律师法律地位法》和相关立法成立。我们根据蒙古法律从事提供法律专业服务。请注意,此信息可能不包括所有相关细节,仅旨在向客户和利益相关方提供总体概述,不应被视为法律专业范围内提供的法律建议或法律服务。 ~oOo~
ESTABLISHMENT OF NON-BANKING FINANCIAL INSTITUTIONS IN MONGOLIA
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MDS&KhanLex ranked in Asialaw.
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MDS&KhanLex ranked in Asialaw
24th May 2021, Ulaanbaatar city. It is a great pleasure to announce that MDS&Khanlex LLP has been recognized and recommended by the reputable ranking organization Asia Law 2021. This year we are ranked as one of the “Outstanding” Leading Firms. Maizorig
MDS & KhanLex LLP and Dezan Shira & Associates jointly announced their formal alliance
14 April 2021, Ulaanbaatar. Today, Mongolian premier law firm MDS & KhanLex LLP and pan-Asia, multi-disciplinary professional services firm Dezan Shira & Associates jointly announced their formal alliance in the sphere of provision of professional services in Mongolia. As part of
ADOPTION OF REGULATION ON OPERATION OF THE OVER- THE- COUNTER MARKET IS AN IMPORTANT STEP IN CAPITAL MARKET DEVELOPMENT
25th January 2021, Ulaanbaatar city. The securities market is classified into regulated market or stock exchange market and unregulated market or over-the-counter market (“OTC market”) depending on its characteristics such as trade and regulatory framework, requirements and participants. The Mongolian Law
Implementation measures of the Amendment to the Banking Law
The relation of issuing permission for bank establishment was first regulated in Mongolia by the “General Rule on Establishment of Commercial Bank and its Operations” approved by Resolution No. 422 of the Ministers’ Council of the People's Republic of Mongolia
MDS&KhanLex ranked “Tier 1” Leading Firm
14th January 2021, Ulaanbaatar city. It is a great pleasure to announce that MDS&Khanlex LLP has been recognized and recommended by the reputable ranking organization The Legal 500 Asia Pacific 2021. This year we are ranked as one of the “Tier
Precautionary measures to be taken by the Mongolian state authorities against COVID-19
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